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Title XXVI TRADE AND COMMERCE

Chapter 409

previous next Effective - 28 Aug 2004bottom

  409.113.  Commissioner of securities may issue orders, when. — If the commissioner determines that a person has engaged, is engaging, or is about to engage in an act, practice, or course of business constituting a violation of sections 409.108 to 409.114, or any order, rule or regulation issued pursuant thereto or that a person has materially aided, is materially aiding, or is about to materially aid an act, practice, or course of business constituting a violation of sections 409.108 to 409.114, or any order, rule or regulation issued pursuant thereto, the commissioner may issue such orders as authorized pursuant to section 409.6-604.

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(L. 2004 H.B. 1617)


---- end of effective   28 Aug 2004 ----

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