Title XXVI TRADE AND COMMERCE
Chapter 409 Regulation of Securities409.800 | Definitions. (8/28/1985) |
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409.803 | Prohibited contracts — exemptions. (8/28/1985) |
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409.806 | Exempt transaction — rules, generally, this chapter, procedure. (8/28/1995) |
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409.808 | Commodity merchants — license required, boards of trade — designation required. (8/28/1985) |
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409.810 | Prohibited acts. (8/28/1985) |
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409.813 | Principals, agents, joint and several liability — when. (8/28/1985) |
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409.816 | Applicability of other laws. (8/28/1985) |
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409.818 | Intent of law. (8/28/1985) |
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409.820 | Investigations by commissioner, subpoena powers — judicial enforcement. (8/28/1985) |
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409.823 | Violations — powers of commissioner. (8/28/1985) |
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409.826 | Violations of domestic or foreign laws, rules — legal and equitable remedies. (8/28/1985) |
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409.828 | Penalties. (8/28/1985) |
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409.830 | Insiders — restricted use of information, data to be public, exceptions. (8/28/1985) |
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409.833 | Cooperation with other jurisdictions, agencies. (8/28/1985) |
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409.836 | General authority of commissioner. (8/28/1985) |
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409.838 | Service of process, appointment of commissioner as agent for service. (8/28/1985) |
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409.840 | Application of sections 409.803, 409.808, 409.810, offers to sell, buy — ... (8/28/1985) |
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409.843 | Administrative procedure, notice of intent, summary order, notice, hearing. (8/28/1985) |
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409.846 | Judicial review of commissioner's orders — procedure — standard of review. (8/28/1985) |
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409.848 | Exemptions — burden of proof. (8/28/1985) |
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409.850 | Broker-dealers, sales representatives — applications for licenses — fees. (8/28/1985) |
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409.853 | Examinations. (8/28/1985) |
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409.856 | Licenses — effective date — expiration — classification, sales ... (8/28/1985) |
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409.858 | Annual report, records — amendment, broker — dealers — capital requirements ... (8/28/1985) |
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409.860 | Records — examination without notice — fees. (8/28/1985) |
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409.863 | Licenses — denial, suspension, revocation, limitations, cancellation — grounds. (8/28/1985) |
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