☰ Revisor of Missouri

 Title XXVI TRADE AND COMMERCE

 Chapter 409 Regulation of Securities 
409.800   Definitions. (8/28/1985)
409.803   Prohibited contracts — exemptions. (8/28/1985)
409.806   Exempt transaction — rules, generally, this chapter, procedure. (8/28/1995)
409.808   Commodity merchants — license required, boards of trade — designation required. (8/28/1985)
409.810   Prohibited acts. (8/28/1985)
409.813   Principals, agents, joint and several liability — when. (8/28/1985)
409.816   Applicability of other laws. (8/28/1985)
409.818   Intent of law. (8/28/1985)
409.820   Investigations by commissioner, subpoena powers — judicial enforcement. (8/28/1985)
409.823   Violations — powers of commissioner. (8/28/1985)
409.826   Violations of domestic or foreign laws, rules — legal and equitable remedies. (8/28/1985)
409.828   Penalties. (8/28/1985)
409.830   Insiders — restricted use of information, data to be public, exceptions. (8/28/1985)
409.833   Cooperation with other jurisdictions, agencies. (8/28/1985)
409.836   General authority of commissioner. (8/28/1985)
409.838   Service of process, appointment of commissioner as agent for service. (8/28/1985)
409.840   Application of sections 409.803, 409.808, 409.810, offers to sell, buy — ... (8/28/1985)
409.843   Administrative procedure, notice of intent, summary order, notice, hearing. (8/28/1985)
409.846   Judicial review of commissioner's orders — procedure — standard of review. (8/28/1985)
409.848   Exemptions — burden of proof. (8/28/1985)
409.850   Broker-dealers, sales representatives — applications for licenses — fees. (8/28/1985)
409.853   Examinations. (8/28/1985)
409.856   Licenses — effective date — expiration — classification, sales ... (8/28/1985)
409.858   Annual report, records — amendment, broker — dealers — capital requirements ... (8/28/1985)
409.860   Records — examination without notice — fees. (8/28/1985)
409.863   Licenses — denial, suspension, revocation, limitations, cancellation — grounds. (8/28/1985)

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Session begins: 5 Jan 2022

2 Dec 2021 10:53


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