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Chapter 409

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  409.3-301.  Securities registration requirement. — It is unlawful for a person to offer or sell a security in this state unless:

  (1)  The security is a federal covered security;

  (2)  The security, transaction, or offer is exempted from registration under sections 409.2-201 to 409.2-203; or

  (3)  The security is registered under this act.


(L. 2003 H.B. 380)

Effective 9-01-03

---- end of effective   01 Sep 2003 ----

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