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Chapter 409

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  409.860.  Records — examination without notice — fees. — 1.  The commissioner, without prior notice, may examine the records and require copies of the records which a licensed commodity broker-dealer or commodity sales representative is required to make and maintain under section 409.858, within or without this state, in a manner which is reasonable under the circumstances.  Commodity broker-dealers and commodity sales representatives shall make their records available to the commissioner in a readable form.

  2.  The commissioner may copy records or require a licensed person to copy records and provide the copies to the commissioner in a manner reasonable under the circumstances.

  3.  The commissioner may impose reasonable fees for conducting an examination pursuant to this section.


(L. 1985 H.B. 409 & 532 § 25)

---- end of effective   28 Aug 1985 ----

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